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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 2.5 Systems and controls

REC 2.3 Financial resources

CRED 2.2 Structure

REC 5.2 Application process

SYSC 4.1 Application and purpose

REC 2.6 General safeguards for investors

REC 2.4 Suitability

REC 2.2 Method of satisfying the recognition requirements

SUP 15.3 General notification requirements

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

REC 2.13 Promotion and maintenance of standards

REC 3.6 Constitution and governance

SYSC 3.2 Areas covered by systems and controls

REC 2.14 Rules and consultation

REC 3.4 Key individuals and internal organisation

REC 3.8 Financial and other information

REC 3.15 Suspension of services and inability to operate facilities

REC 3.14 Products, services and normal hours of operation

REC 4.7 The section 297 power to revoke recognition